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Amartya Sen – Autobiography
I was born in a University campus and seem to have
lived all my life in one campus or another. My family is from Dhaka - now
the capital of Bangladesh. My ancestral home in Wari in "old Dhaka" is not
far from the University campus in Ramna. My father Ashutosh Sen taught
chemistry at Dhaka University. I was, however, born in Santiniketan, on
the campus of Rabindranath
Tagore's Visva-Bharati (both a school and a college), where my
maternal grandfather (Kshiti Mohan Sen) used to teach Sanskrit as well as
ancient and medieval Indian culture, and where my mother (Amita Sen), like
me later, had been a student. After Santiniketan, I studied at Presidency
College in Calcutta and then at Trinity College in Cambridge, and I have
taught at universities in both these cities, and also at Delhi University,
the London School of Economics, Oxford University, and Harvard University,
and on a visiting basis, at M.I.T., Stanford, Berkeley, and Cornell. I
have not had any serious non-academic job.
My planned field of
study varied a good deal in my younger years, and between the ages of
three and seventeen, I seriously flirted, in turn, with Sanskrit,
mathematics, and physics, before settling for the eccentric charms of
economics. But the idea that I should be a teacher and a researcher of
some sort did not vary over the years. I am used to thinking of the word
"academic" as meaning "sound," rather than the more old-fashioned
dictionary meaning: "unpractical," "theoretical," or
"conjectural."
During three childhood years (between the ages of 3
and 6) I was in Mandalay in Burma, where my father was a visiting
professor. But much of my childhood was, in fact, spent in Dhaka, and I
began my formal education there, at St. Gregory's School. However, I soon
moved to Santiniketan, and it was mainly in Tagore's school that my
educational attitudes were formed. This was a co-educational school, with
many progressive features. The emphasis was on fostering curiosity rather
than competitive excellence, and any kind of interest in examination
performance and grades was severely discouraged. ("She is quite a serious
thinker," I remember one of my teachers telling me about a fellow student,
"even though her grades are very good.") Since I was, I have to confess, a
reasonably good student, I had to do my best to efface that
stigma.
The curriculum of the school did not neglect India's
cultural, analytical and scientific heritage, but was very involved also
with the rest of the world. Indeed, it was astonishingly open to
influences from all over the world, including the West, but also other
non-Western cultures, such as East and South-East Asia (including China,
Japan, Indonesia, Korea), West Asia, and Africa. I remember being quite
struck by Rabindranath Tagore's approach to cultural diversity in the
world (well reflected in our curriculum), which he had expressed in a
letter to a friend: "Whatever we understand and enjoy in human products
instantly becomes ours, wherever they might have their origin... Let me
feel with unalloyed gladness that all the great glories of man are
mine."
Identity and violence I loved that breadth, and
also the fact that in interpreting Indian civilization itself, its
cultural diversity was much emphasized. By pointing to the extensive
heterogeneity in India's cultural background and richly diverse history,
Tagore argued that the "idea of India" itself militated against a
culturally separatist view, "against the intense consciousness of the
separateness of one's own people from others." Tagore and his school
constantly resisted the narrowly communal identities of Hindus or Muslims
or others, and he was, I suppose, fortunate that he died - in 1941 - just
before the communal killings fomented by sectarian politics engulfed India
through much of the 1940s. Some of my own disturbing memories as I was
entering my teenage years in India in the mid-1940s relate to the massive
identity shift that followed divisive politics. People's identities as
Indians, as Asians, or as members of the human race, seemed to give way -
quite suddenly - to sectarian identification with Hindu, Muslim, or Sikh
communities. The broadly Indian of January was rapidly and unquestioningly
transformed into the narrowly Hindu or finely Muslim of March. The carnage
that followed had much to do with unreasoned herd behaviour by which
people, as it were, "discovered" their new divisive and belligerent
identities, and failed to take note of the diversity that makes Indian
culture so powerfully mixed. The same people were suddenly
different.
I had to observe, as a young child, some of that
mindless violence. One afternoon in Dhaka, a man came through the gate
screaming pitifully and bleeding profusely. The wounded person, who had
been knifed on the back, was a Muslim daily labourer, called Kader Mia. He
had come for some work in a neighbouring house - for a tiny reward - and
had been knifed on the street by some communal thugs in our largely Hindu
area. As he was being taken to the hospital by my father, he went on
saying that his wife had told him not to go into a hostile area during the
communal riots. But he had to go out in search of work and earning because
his family had nothing to eat. The penalty of that economic unfreedom
turned out to be death, which occurred later on in the hospital. The
experience was devastating for me, and suddenly made me aware of the
dangers of narrowly defined identities, and also of the divisiveness that
can lie buried in communitarian politics. It also alerted me to the
remarkable fact that economic unfreedom, in the form of extreme poverty,
can make a person a helpless prey in the violation of other kinds of
freedom: Kader Mia need not have come to a hostile area in search of
income in those troubled times if his family could have managed without
it.
Calcutta and its debates By the time I arrived in
Calcutta to study at Presidency College, I had a fairly formed attitude on
cultural identity (including an understanding of its inescapable plurality
as well as the need for unobstructed absorption rather than sectarian
denial). I still had to confront the competing loyalties of rival
political attitudes: for example, possible conflicts between substantive
equity, on the one hand, and universal tolerance, on the other, which
simultaneously appealed to me. On this more presently.
The
educational excellence of Presidency College was captivating. My interest
in economics was amply rewarded by quite outstanding teaching. I was
particularly influenced by the teaching of Bhabatosh Datta and Tapas
Majumdar, but there were other great teachers as well, such as Dhiresh
Bhattacharya. I also had the great fortune of having wonderful classmates,
particularly the remarkable Sukhamoy Chakravarty (more on him presently),
but also many others, including Mrinal Datta Chaudhuri (who was also at
Santiniketan, earlier) and Jati Sengupta. I was close also to several
students of history, such as Barun De, Partha Gupta and Benoy Chaudhuri.
(Presidency College had a great school of history as well, led by a most
inspiring teacher in the form of Sushobhan Sarkar.) My intellectual
horizon was radically broadened.
The student community of
Presidency College was also politically most active. Though I could not
develop enough enthusiasm to join any political party, the quality of
sympathy and egalitarian commitment of the "left" appealed to me greatly
(as it did to most of my fellow students as well, in that oddly elitist
college). The kind of rudimentary thinking that had got me involved, while
at Santiniketan, in running evening schools (for illiterate rural children
in the neighbouring villages) seemed now to be badly in need of systematic
political broadening and social enlargement.
I was at Presidency
College during 1951 to 1953. The memory of the Bengal famine of 1943, in
which between two and three million people had died, and which I had
watched from Santiniketan, was still quite fresh in my mind. I had been
struck by its thoroughly class-dependent character. (I knew of no one in
my school or among my friends and relations whose family had experienced
the slightest problem during the entire famine; it was not a famine that
afflicted even the lower middle classes - only people much further down
the economic ladder, such as landless rural labourers.) Calcutta itself,
despite its immensely rich intellectual and cultural life, provided many
constant reminders of the proximity of unbearable economic misery, and not
even an elite college could ignore its continuous and close
presence.
And yet, despite the high moral and ethical quality of
social commiseration, political dedication and a deep commitment to
equity, there was something rather disturbing about standard leftwing
politics of that time: in particular, its scepticism of process-oriented
political thinking, including democratic procedures that permit pluralism.
The major institutions of democracy got no more credit than what could be
portioned out to what was seen as "bourgeois democracy," on the
deficiencies of which the critics were most vocal. The power of money in
many democratic practices was rightly identified, but the alternatives -
including the terrible abuses of non-oppositional politics - did not
receive serious critical scrutiny. There was also a tendency to see
political tolerance as a kind of "weakness of will" that may deflect
well-meaning leaders from promoting "the social good," without let or
hindrance.
Given my political conviction on the constructive role
of opposition and my commitment to general tolerance and pluralism, there
was a bit of a dilemma to be faced in coordinating those beliefs with the
form of left-wing activism that characterized the mainstream of student
politics in the-then Calcutta. What was at stake, it seemed to me, in
political toleration was not just the liberal political arguments that had
so clearly emerged in post-Enlightenment Europe and America, but also the
traditional values of tolerance of plurality which had been championed
over the centuries in many different cultures - not least in India.
Indeed, as Ashoka had put it in the third century B.C.: "For he who does
reverence to his own sect while disparaging the sects of others wholly
from attachment to his own, with intent to enhance the splendour of his
own sect, in reality by such conduct inflicts the severest injury on his
own sect." To see political tolerance merely as a "Western liberal"
inclination seemed to me to be a serious mistake.
Even though these
issues were quite disturbing, they also forced me to face some
foundational disputes then and there, which I might have otherwise
neglected. Indeed, we were constantly debating these competing political
demands. As a matter of fact, as I look back at the fields of academic
work in which I have felt most involved throughout my life (and which were
specifically cited by the Royal Swedish Academy of Sciences in making
their award), they were already among the concerns that were agitating me
most in my undergraduate days in Calcutta. These encompassed welfare
economics, economic inequality and poverty, on the one hand (including the
most extreme manifestation of poverty in the form of famines), and the
scope and possibility of rational, tolerant and democratic social choice,
on the other (including voting procedures and the protection of liberty
and minority rights). My involvement with the fields of research
identified in the Nobel statement had, in fact, developed much before I
managed to do any formal work in these areas.
It was not long after
Kenneth
Arrow's path-breaking study of social choice, Social Choice and
Individual Values, was published in New York in 1951, that my
brilliant co-student Sukhamoy Chakravarty drew my attention to the book
and to Arrow's stunning "impossibility theorem" (this must have been in
the early months of 1952). Sukhamoy too was broadly attracted by the left,
but also worried about political authoritarianism, and we discussed the
implications of Arrow's demonstration that no non-dictatorial social
choice mechanism may yield consistent social decisions. Did it really give
any excuse for authoritarianism (of the left, or of the right)? I
particularly remember one long afternoon in the College Street Coffee
House, with Sukhamoy explaining his own reading of the ramifications of
the formal results, sitting next to a window, with his deeply intelligent
face glowing in the mild winter sun of Calcutta (a haunting memory that
would invade me again and again when he died suddenly of a heart attack a
few years ago).
Cambridge as a battleground In 1953, I
moved from Calcutta to Cambridge, to study at Trinity College. Though I
had already obtained a B.A. from Calcutta University (with economics major
and mathematics minor), Cambridge enroled me for another B.A. (in pure
economics) to be quickly done in two years (this was fair enough since I
was still in my late teens when I arrived at Cambridge). The style of
economics at the-then Cambridge was much less mathematical than in
Calcutta. Also, it was generally less concerned with some of the
foundational issues that had agitated me earlier. I had, however, some
wonderful fellow students (including Samuel Brittan, Mahbub ul Haq, Rehman
Sobhan, Michael Nicholson, Lal Jayawardena, Luigi Pasinetti, Pierangelo
Garegnani, Charles Feinstein, among others) who were quite involved with
foundational assessment of the ends and means of economics as a
discipline.
However, the major debates in political economy in
Cambridge were rather firmly geared to the pros and cons of Keynesian
economics and the diverse contributions of Keynes's followers at Cambridge
(Richard Kahn, Nicholas Kaldor, Joan Robinson, among them), on the one
hand, and of "neo-classical" economists sceptical of Keynes, on the other
(including, in different ways, Dennis Robertson, Harry Johnson, Peter
Bauer, Michael Farrell, among others). I was lucky to have close relations
with economists on both sides of the divide. The debates centred on
macroeconomics dealing with economic aggregates for the economy as a
whole, but later moved to capital theory, with the neo-Keynesians dead set
against any use of "aggregate capital" in economic modelling (some of my
fellow students, including Pasinetti and Garegnani, made substantial
contributions to this debate).
Even though there were a number of
fine teachers who did not get very involved in these intense fights
between different schools of thought (such as Richard Stone, Brian
Reddaway, Robin Matthews, Kenneth Berrill, Aubrey Silberston, Robin
Marris), the political lines were, in general, very firmly - and rather
bizarrely - drawn. In an obvious sense, the Keynesians were to the "left"
of the neo-classicists, but this was very much in the spirit of "this far
but no further". Also, there was no way in which the different economists
could be nicely ordered in just one dimension. Maurice Dobb, who was an
astute Marxist economist, was often thought by Keynesians and
neo-Keynesians to be "quite soft" on "neo-classical" economics. He was one
of the few who, to my delight, took welfare economics seriously (and
indeed taught a regular course on it), just as the intensely
"neo-classical" A.C. Pigou had done (while continuing to debate Keynes in
macroeconomics). Not surprisingly, when the Marxist Dobb defeated Kaldor
in an election to the Faculty Board, Kaldor declared it to be a victory of
the perfidious neo-classical economics in disguise ("marginal utility
theory has won," Kaldor told Sraffa that evening, in commenting on the
electoral success of a Marxist economist!)
However, Kaldor was, in
fact, much the most tolerant of the neo-Keynesians at Cambridge. If
Richard Kahn was in general the most bellicose, the stern reproach that I
received often for not being quite true to the new orthodoxy of
neo-Keynesianism came mostly from my thesis supervisor - the totally
brilliant but vigorously intolerant Joan Robinson.
In this desert
of constant feuding, my own college, Trinity, was a bit of an oasis. I
suppose I was lucky to be there, but it was not entirely luck, since I had
chosen to apply to Trinity after noticing, in the handbook of Cambridge
University, that three remarkable economists of very different
political views coexisted there. The Marxist Maurice Dobb and the
conservative neo-classicist Dennis Robertson did joint seminars, and
Trinity also had Piero Sraffa, a model of scepticism of nearly all the
standard schools of thought. I had the good fortune of working with all of
them and learning greatly from each.
The peaceful - indeed warm -
co-existence of Dobb, Robertson and Sraffa was quite remarkable, given the
feuding in the rest of the University. Sraffa told me, later on, a nice
anecdote about Dobb's joining of Trinity, on the invitation of Robertson.
When asked by Robertson whether he would like to teach at Trinity, Dobb
said yes enthusiastically, but he suffered later from a deep sense of
guilt in not having given Robertson "the full facts. " So he wrote a
letter to Robertson apologizing for not having mentioned earlier that he
was a member of the Communist Party, supplemented by the statement - I
think a rather "English" statement - that he would understand perfectly if
in view of that Robertson were to decide that he, Dobb, was not a fit
person to teach Trinity undergraduates. Robertson wrote a one-sentence
reply: "Dear Dobb, so long as you give us a fortnight's notice before
blowing up the Chapel, it will be all right."
So there did exist,
to some extent, a nice "practice" of democratic and tolerant social choice
at Trinity, my own college. But I fear I could not get anyone in Trinity,
or in Cambridge, very excited in the "theory" of social choice. I had to
choose quite a different subject for my research thesis, after completing
my B.A. The thesis was on "the choice of techniques," which interested
Joan Robinson as well as Maurice Dobb.
Philosophy and
economics At the end of the first year of research, I was bumptious
enough to think that I had some results that would make a thesis, and so I
applied to go to India on a two-years leave from Cambridge, since I could
not - given the regulation then in force - submit my Ph.D. thesis for a
degree until I had been registered for research for three years. I was
excitedly impatient in wanting to find out what was going on back at home,
and when leave was granted to me, I flew off immediately to Calcutta.
Cambridge University insisted on my having a "supervisor" in India, and I
had the good fortune of having the great economic methodologist, A.K.
Dasgupta, who was then teaching in Benares. With him I had frequent - and
always enlightening - conversations on everything under the sun
(occasionally on my thesis as well).
In Calcutta, I was also
appointed to a chair in economics at the newly created Jadavpur
University, where I was asked to set up a new department of economics.
Since I was not yet even 23, this caused a predictable - and entirely
understandable - storm of protest. But I enjoyed the opportunity and the
challenge (even though several graffitis on the University walls displayed
the "new professor" as having been just snatched from the cradle).
Jadavpur was quite an exciting place intellectually (my colleagues
included Paramesh Ray, Mrinal Datta Chaudhuri, Anita Banerji, Ajit
Dasgupta, and others in the economics department). The University also
had, among other luminaries, the immensely innovative historian, Ranajit
Guha, who later initiated the "subaltern studies" - a highly influential
school of colonial and post-colonial history. I particularly enjoyed
getting back to some of the foundational issues that I had to neglect
somewhat at Cambridge.
While my thesis was quietly "maturing" with
the mere passage of time (to be worthy of the 3-year rule), I took the
liberty of submitting it for a competitive Prize Fellowship at Trinity
College. Since, luckily, I also got elected, I then had to choose between
continuing in Calcutta and going back to Cambridge. I split the time, and
returned to Cambridge somewhat earlier than I had planned. The Prize
Fellowship gave me four years of freedom to do anything I liked (no
questions asked), and I took the radical decision of studying philosophy
in that period. I had always been interested in logic and in epistemology,
but soon got involved in moral and political philosophy as well (they
related closely to my older concerns about democracy and
equity).
The broadening of my studies into philosophy was important
for me not just because some of my main areas of interest in economics
relate quite closely to philosophical disciplines (for example, social
choice theory makes intense use of mathematical logic and also draws on
moral philosophy, and so does the study of inequality and deprivation),
but also because I found philosophical studies very rewarding on their
own. Indeed, I went on to write a number of papers in philosophy,
particularly in epistemology, ethics and political philosophy. While I am
interested both in economics and in philosophy, the union of my interests
in the two fields far exceeds their intersection. When, many years later,
I had the privilege of working with some major philosophers (such as John
Rawls, Isaiah Berlin, Bernard Williams, Ronald Dworkin, Derek Parfit,
Thomas Scanlon, Robert Nozick, and others), I felt very grateful to
Trinity for having given me the opportunity as well as the courage to get
into exacting philosophy.
Delhi School of
Economics During 1960-61, I visited M.I.T., on leave from Trinity
College, and found it a great relief to get away from the rather sterile
debates that the contending armies were fighting in Cambridge. I benefited
greatly from many conversations with Paul
Samuelson, Robert
Solow, Franco
Modigliani, Norbert Wiener, and others that made M.I.T such an
inspiring place. A summer visit to Stanford added to my sense of breadth
of economics as a subject. In 1963, I decided to leave Cambridge
altogether, and went to Delhi, as Professor of Economics at the Delhi
School of Economics and at the University of Delhi. I taught in Delhi
until 1971. In many ways this was the most intellectually challenging
period of my academic life. Under the leadership of K.N. Raj, a remarkable
applied economist who was already in Delhi, we made an attempt to build an
advanced school of economics there. The Delhi School was already a good
centre for economic study (drawing on the work of V.K.R.V. Rao, B.N.
Ganguli, P.N. Dhar, Khaleq Naqvi, Dharm Narain, and many others, in
addition to Raj), and a number of new economists joined, including
Sukhamoy Chakravarty, Jagdish Bhagwati, A.L. Nagar, Manmohan Singh, Mrinal
Datta Chaudhuri, Dharma Kumar, Raj Krishna, Ajit Biswas, K.L. Krishna,
Suresh Tendulkar, and others. (Delhi School of Economics also had some
leading social anthropologists, such as M.N. Srinivas, Andre Beteille,
Baviskar, Veena Das, and major historians such as Tapan Ray Chaudhuri,
whose work enriched the social sciences in general.) By the time I left
Delhi in 1971 to join the London School of Economics, we had jointly
succeeded in making the Delhi School the pre-eminent centre of education
in economics and the social sciences, in India.
Regarding research,
I plunged myself full steam into social choice theory in the dynamic
intellectual atmosphere of Delhi University. My interest in the subject
was consolidated during a one-year visit to Berkeley in 1964-65, where I
not only had the chance to study and teach some social choice theory, but
also had the unique opportunity of observing some practical social choice
in the form of student activism in the "free speech movement." An initial
difficulty in pursuing social choice at the Delhi School was that while I
had the freedom to do what I liked, I did not, at first, have anyone who
was interested in the subject as a formal discipline. The solution, of
course, was to have students take an interest in the subject. This
happened with a bang with the arrival of a brilliant student, Prasanta
Pattanaik, who did a splendid thesis on voting theory, and later on, also
did joint work with me (adding substantially to the reach of what I was
trying to do). Gradually, a sizeable and technically excellent group of
economists interested in social choice theory emerged at the Delhi
School.
Social choice theory related importantly to a more
widespread interest in aggregation in economic assessment and policy
making (related to poverty, inequality, unemployment, real national
income, living standards). There was a great reason for satisfaction in
the fact that a number of leading social choice theorists (in addition to
Prasanta Pattanaik) emanated from the Delhi School, including Kaushik Basu
and Rajat Deb (who also studied with me at the London School of Economics
after I moved there), and Bhaskar Dutta and Manimay Sengupta, among
others. There were other students who were primarily working in other
areas (this applies to Basu as well), but whose work and interests were
influenced by the strong current of social choice theory at the Delhi
School (Nanak Kakwani is a good example of this).
In my book,
Collective Choice and Social Welfare, published in 1970, I made an
effort to take on overall view of social choice theory. There were a
number of analytical findings to report, but despite the presence of many
"trees" (in the form of particular technical results), I could not help
looking anxiously for the forest. I had to come back again to the old
general question that had moved me so much in my teenage years at
Presidency College: Is reasonable social choice at all possible given the
differences between one person's preferences (including interests and
judgments) and another's (indeed, as Horace noted a long time ago, there
may be "as many preferences as there are people")?
The work
underlying Collective Choice and Social Welfare was mostly
completed in Delhi, but I was much helped in giving it a final shape by a
joint course on "social justice" I taught at Harvard with Kenneth Arrow
and John Rawls, both of whom were wonderfully helpful in giving me their
assessments and suggestions. The joint course was, in fact, quite a
success both in getting many important issues discussed, and also in
involving a remarkable circle of participants (who were sitting in as
"auditors"), drawn from the established economists and philosophers in the
Harvard region. (It was also quite well-known outside the campus: I was
asked by a neighbour in a plane journey to San Francisco whether, as a
teacher at Harvard, I had heard of an "apparently interesting" course
taught by "Kenneth Arrow, John Rawls, and some unknown guy.")
There
was another course I taught jointly, with Stephen Marglin and Prasanta
Pattanaik (who too had come to Harvard), which was concerned with
development as well as Policy making. This nicely supplemented my
involvements in pure social choice theory (in fact, Marglin and Pattanaik
were both very interested in examining the connection between social
choice theory and other areas in economics).
From Delhi to
London and Oxford I left Delhi, in 1971, shortly after
Collective Choice and Social Welfare was published in 1970. My
wife, Nabaneeta Dev, with whom I have two children (Antara and Nandana),
had constant trouble with her health in Delhi (mainly from asthma). London
might have suited her better, but, as it happens, the marriage broke up
shortly after we went to London.
Nabaneeta is a remarkably
successful poet, literary critic and writer of novels and short stories
(one of the most celebrated authors in contemporary Bengali literature),
which she has combined, since our divorce, with being a University
Professor at Jadavpur University in Calcutta. I learned many things from
her, including the appreciation of poetry from an "internal" perspective.
She had worked earlier on the distinctive style and composition of epic
poetry, including the Sanskrit epics (particularly the Ramayana),
and this I had got very involved in. Nabaneeta's parents were very
well-known poets as well, and she seems to have borne her celebrity status
- and the great many recognitions that have come her way - with unaffected
approachability and warmth. She had visits from an unending stream of
literary fans, and I understand, still does. (On one occasion, arrived a
poet with a hundred new poems, with the declared intention of reading them
aloud to her, to get her critical judgement, but since she was out, he
said that he would instead settle for reading them to me. When I pleaded
that I lacked literary sophistication, I was assured by the determined
poet: "That is just right; I would like to know how the common man may
react to my poetry." The common man, I am proud to say, reacted with
appropriate dignity and self-control.)
When we moved to London, I
was also going through some serious medical problems. In early 1952, at
the age of 18 (when I was an undergraduate at Presidency College), I had
cancer of the mouth, and it had been dealt with by a severe dose of
radiation in a rather primitive Calcutta hospital. This was only seven
years after Hiroshima and Nagasaki, and the long-run effects of radiation
were not much understood. The dose of radiation I got may have cured the
cancer, but it also killed the bones in my hard palate. By 1971, it
appeared that I had either a recurrence of the cancer, or a severe case of
bone necrosis. The first thing I had to do on returning to England was to
have a serious operation, without knowing whether it would be merely
plastic surgery to compensate for the necrosis (a long and complicated
operation in the mouth, but no real threat to survival), or much more
demandingly, a fresh round of efforts at cancer eradication.
After
the long operation (it had lasted nearly seven hours) when I woke up from
the heavy anaesthesia, it was four o'clock in the morning. As a person
with much impatience, I wanted to know what the surgeon had found. The
nurse on duty said she was not allowed to tell me anything: "You must wait
for the doctors to come at nine." This created some tension (I wanted to
know what had emerged), which the nurse noticed. I could see that she was
itching to tell me something: indeed (as I would know later) to tell me
that no recurrence of cancer had been detected in the frozen-section
biopsy that had been performed, and that the long operation was mainly one
of reconstruction of the palate to compensate for the necrosis. She
ultimately gave in, and chose an interesting form of communication, which
I found quite striking (as well as kind). "You know," she said, "they were
praising you very much!" It then dawned on me that not having
cancer can be a subject for praise. Indeed lulled by praise, I went
quietly back to my post-operative sleep. In later years, when I would try
to work on judging the goodness of a society by the quality of health of
the people, her endorsement of my praiseworthiness for being cancer-free
would serve as a good reference point!
The intellectual atmosphere
at the LSE in particular and in London in general was most gratifying,
with a dazzling array of historians, economists, sociologists and others.
It was wonderful to have the opportunity of seeing Eric Hobsbawm (the
great historian) and his wife Marlene very frequently and to interact
regularly with Frank and Dorothy Hahn, Terence and Dorinda Gorman, and
many others. Our small neighbourhood in London (Bartholomew estate, within
the Kentish Town) itself offered wonderful company of intellectual and
artistic creativity and political involvement. Even after I took an Oxford
job (Professor of Economics, 1977-80, Drummond Professor of Political
Economy, 1980-87) later on, I could not be budged from living in
London.
As I settled down at the London School of Economics in
1971, I resumed my work on social choice theory. Again, I had excellent
students at LSE, and later on at Oxford. In addition to Kaushik Basu and
Rajat Deb (who had come from Dehli), other students such as Siddiq Osmani,
Ben Fine, Ravi Kanbur, Carl Hamilton, John Wriglesworth, David Kelsey,
Yasumi Matsumoto, Jonathan Riley, produced distinguished Ph.D. theses on a
variety of economic and social choice problems. It made me very proud that
many of the results that became standard in social choice theory and
welfare economics had first emerged in these Ph.D. theses.
I was
also fortunate to have colleagues who were working on serious social
choice problems, including Peter Hammond, Charles Blackorby, Kotaro
Suzumura, Geoffrey Heal, Gracieda Chichilnisky, Ken Binmore, Wulf
Gaertner, Eric Maskin, John Muellbauer, Kevin Roberts, Susan Hurley, at
LSE or Oxford, or neighbouring British universities. (I also learned
greatly from conversations with economists who were in other fields, but
whose works were of great interest to me, including Sudhir Anand, Tony
Atkinson, Christopher Bliss, Meghnad Desai, Terence Gorman, Frank Hahn,
David Hendry, Richard Layard, James
Mirrlees, John Muellbauer, Steve Nickel, among others.) I also had the
opportunity of collaboration with social choice theorists elsewhere, such
as Claude d'Aspremont and Louis Gevers in Belgium, Koichi Hamada and
Ken-ichi Inada in Japan (joined later by Suzumura when he returned there),
and many others in America, Canada, Israel, Australia, Russia, and
elsewhere). There were many new formal results and informal understandings
that emerged in these works, and the gloom of "impossibility results"
ceased to be the only prominent theme in the field. The 1970s were
probably the golden years of social choice theory across the world.
Personally, I had the sense of having a ball.
From social choice
to inequality and poverty The constructive possibilities that the
new literature on social choice produced directed us immediately to making
use of available statistics for a variety of economic and social
appraisals: measuring economic inequality, judging poverty, evaluating
projects, analyzing unemployment, investigating the principles and
implications of liberty and rights, assessing gender inequality, and so
on. My work on inequality was much inspired and stimulated by that of Tony
Atkinson. I also worked for a while with Partha Dasgupta and David
Starrett on measuring inequality (after having worked with Dasgupta and
Stephen Marglin on project evaluation), and later, more extensively, with
Sudhir Anand and James Foster.
My own interests gradually shifted
from the pure theory of social choice to more "practical" problems. But I
could not have taken them on without having some confidence that the
practical exercises to be undertaken were also foundationally secure
(rather than implicitly harbouring incongruities and impossibilities that
could be exposed on deeper analytical probing). The progress of the pure
theory of social choice with an expanded informational base was, in this
sense, quite crucial for my applied work as well.
In the
reorientation of my research, I benefited greatly from discussions with my
wife, Eva Colorni, with whom I lived from 1973 onwards. Her critical
standards were extremely exacting, but she also wanted to encourage me to
work on issues of practical moment. Her personal background involved a
fine mixture of theory and practice, with an Italian Jewish father
(Eugenio Colorni was an academic philosopher and a hero of the Italian
resistance who was killed by the fascists in Rome shortly before the
Americans got there), a Berlinite Jewish mother (Ursula Hirschman was
herself a writer and the brother of the great development economist,
Albert Hirschman), and a stepfather who as a statesman had been a prime
mover in uniting Europe (Altiero Spinelli was the founder of the "European
Federalist movement," wrote its "Manifesto" from prison in 1941, and
officially established the new movement, in the company of Eugenio
Colorni, in Milan in 1943). Eva herself had studied law, philosophy and
economics (in Pavia and in Delhi), and lectured at the City of London
Polytechnic (now London Guildhall University). She was deeply humane (with
a great passion for social justice) as well as fiercely rational (taking
no theory for granted, subjecting each to reasoned assessment and
scrutiny). She exercised a great influence on the standards and reach that
I attempted to achieve in my work (often without adequate
success).
Eva was very supportive of my attempt to use a broadened
framework of social choice theory in a variety of applied problems: to
assess poverty; to evaluate inequality; to clarify the nature of relative
deprivation; to develop distribution-adjusted national income measures; to
clarify the penalty of unemployment; to analyze violations of personal
liberties and basic rights; and to characterize gender disparities and
women's relative disadvantage. The results were mostly published in
journals in the 1970s and early 1980s, but gathered together in two
collections of articles (Choice, Welfare and Measurement and Resources,
Values and Development, published, respectively, in 1982 and
1984).
The work on gender inequality was initially confined to
analyzing available statistics on the male-female differential in India (I
had a joint paper with Jocelyn Kynch on "Indian Women: Well-being and
Survival" in 1982), but gradually moved to international comparisons
(Commodities and Capabilities, 1985) and also to some general
theory ("Gender and Cooperative Conflict," 1990). The theory drew both on
empirical analysis of published statistics across the world, but also of
data I freshly collected in India in the spring of 1983, in collaboration
with Sunil Sengupta, comparing boys and girls from birth to age 5. (We
weighed and studied every child in two largish villages in West Bengal; I
developed some expertise in weighing protesting children, and felt quite
proud of my accomplishment when, one day, my research assistant phoned me
with a request to take over from her the job of weighing a child "who
bites every hand within the reach of her teeth." I developed some vanity
in being able to meet the challenge at the "biting end" of social choice
research.)
Poverty, famines and deprivation From the
mid-1970s, I also started work on the causation and prevention of famines.
This was initially done for the World Employment Programme of the International
Labour Organization, for which my 1981 book Poverty and Famines
was written. (Louis Emmerij who led the programme took much personal
interest in the work I was trying to do on famines.) I attempted to see
famines as broad "economic" problems (concentrating on how people can buy
food, or otherwise get entitled to it), rather than in terms of the
grossly undifferentiated picture of aggregate food supply for the economy
as a whole. The work was carried on later (from the middle of 1980s) under
the auspices of the World Institute of Development Economics Research
(WIDER) in Helsinki, which was imaginatively directed by Lal Jayawardena
(an old friend who, as I noted earlier, had also been a contemporary of
mine at Cambridge in the 1950s). Siddiq Osmani, my ex-student, ably led
the programme on hunger and deprivation at WIDER. I also worked closely
with Martha Nussbaum on the cultural side of the programme, during
1987-89.
By the mid-1980s, I was collaborating extensively with
Jean Drèze, a young Belgian economist of extraordinary skill and
remarkable dedication. My understanding of hunger and deprivation owes a
great deal to his insights and investigations, and so does my recent work
on development, which has been mostly done jointly with him. Indeed, my
collaboration with Jean has been extremely fruitful for me, not only
because I have learned so much from his, imaginative initiatives and
insistent thoroughness, but also because it is hard to beat an arrangement
for joint work whereby Jean does most of the work whereas I get a lot of
the credit.
While these were intensely practical matters, I also
got more and more involved in trying to understand the nature of
individual advantage in terms of the substantive freedoms that different
persons respectively enjoy, in the form of the capability to achieve
valuable things. If my work in social choice theory was initially
motivated by a desire to overcome Arrow's pessimistic picture by going
beyond his limited informational base, my work on social justice based on
individual freedoms and capabilities was similarly motivated by an
aspiration to learn from, but go beyond, John Rawls's elegant theory of
justice, through a broader use of available information. My intellectual
life has been much influenced by the contributions as well as the
wonderful helpfulness of both Arrow and Rawls.
Harvard and
beyond In the late 1980s, I had reason to move again from where I
was. My wife, Eva, developed a difficult kind of cancer (of the stomach),
and died quite suddenly in 1985. We had young children (Indrani and Kabir
- then 10 and 8 respectively), and I wanted to take them away to another
country, where they would not miss their mother constantly. The liveliness
of America appealed to us as an alternative location, and I took the
children with me to "taste" the prospects in the American universities
that made me an offer.
Indrani and Kabir rapidly became familiar
with several campuses (Stanford, Berkeley, Yale, Princeton, Harvard, UCLA,
University of Texas at Austin, among them), even though their knowledge of
America outside academia remained rather limited. (They particularly
enjoyed visiting their grand uncle and aunt, Albert and Sarah Hirschman,
at the Institute for Advanced Study in Princeton; as a Trustee of the
Institute, visits to Princeton were also very pleasurable occasions for
me.) I guess I was, to some extent, imposing my preference for the
academic climate on the children, by confining the choice to universities
only, but I did not really know what else to do. However, I must confess
that I worried a little when I overheard my son Kabir, then nine years
old, responding to a friendly American's question during a plane journey
as to whether he knew Washington, D.C.. "Is that city," I heard Kabir say,
"closer to Palo Alto or to New Haven?"
We jointly chose Harvard,
and it worked out extremely well. My colleagues in economics and
philosophy were just superb, some of whom I knew well from earlier on
(including John Rawls and Tim Scanlon in philosophy, and Zvi Griliches,
Dale Jorgenson, Janos Kornai, Stephen Marglin in economics), but there
were also others whom I came to know after arriving at Harvard. I greatly
enjoyed teaching regular joint courses with Robert Nozick and Eric Maskin,
and also on occasions, with John Rawls and Thomas Scanlon (in philosophy)
and with Jerry Green, Stephen Marglin and David Bloom (in economics). I
could learn also from academics in many other fields as well, not least at
the Society of Fellows where I served as a Senior Fellow for nearly a
decade. Also, I was again blessed with wonderful students in economics,
philosophy, public health and government, who did excellent theses,
including Andreas Papandreou (who moved with me from Oxford to Harvard,
and did a major book on externality and the environment), Tony Laden (who,
among many other things, clarified the game-theoretic structure of
Rawlsian theory of justice), Stephan Klasen (whose work on gender
inequality in survival is possibly the most definitive work in this area),
Felicia Knaul (who worked on street children and the economic and social
challenges they face), Jennifer Ruger (who substantially advance the
understanding of health as a public policy concern), and indeed many
others with whom I greatly enjoyed working.
The social choice
problems that had bothered me earlier on were by now more analyzed and
understood, and I did have, I thought, some understanding of the demands
of fairness, liberty and equality. To get firmer understanding of all
this, it was necessary to pursue further the search for an adequate
characterization of individual advantage. This had been the subject of my
Tanner Lectures on Human Values at Stanford in 1979 (published as a paper,
"Equality of What?" in 1980) and in a more empirical form, in a second set
of Tanner Lectures at Cambridge in 1985 (published in 1987 as a volume of
essays, edited by Geoffrey Hawthorne, with contributions by Bernard
Williams, Ravi Kanbur, John Muellbauer, and Keith Hart). The approach
explored sees individual advantage not merely as opulence or utility, but
primarily in terms of the lives people manage to live and the freedom they
have to choose the kind of life they have reason to value. The basic idea
here is to pay attention to the actual "capabilities" that people end up
having. The capabilities depend both on our physical and mental
characteristics as well as on social opportunities and influences (and can
thus serve as the basis not only of assessment of personal advantage but
also of efficiency and equity of social policies). I was trying to explore
this approach since my Tanner Lectures in 1979; there was a reasonably
ambitious attempt at linking theory to empirical exercises in my book
Commodities and Capabilities, published in 1985. In my first few
years at Harvard, I was much concerned with developing this perspective
further.
The idea of capabilities has strong Aristotelian
connections, which I came to understand more fully with the help of Martha
Nussbaum, a scholar with a remarkably extensive command over classical
philosophy as well as contemporary ethics and literary studies. I learned
a great deal from her, and we also collaborated in a number of studies
during 1987-89, including in a collection of essays that pursued this
approach in terms of philosophical as well as economic reasoning
(Quality of Life was published in 1993, but the essays were from a
conference at WIDER in Helsinki in 1988).
During my Harvard years
up to about 1991, I was much involved in analyzing the overall
implications of this perspective on welfare economics and political
philosophy (this is reported in my book, Inequality Reexamined,
published in 1992). But it was also very nice to get involved in some new
problems, including the characterization of rationality, the demands of
objectivity, and the relation between facts and values. I used the old
technique of offering courses on them (sometimes jointly with Robert
Nozick) and through that learning as much as I taught. I started taking an
interest also in health equity (and in public health in particular, in
close collaboration with Sudhir Anand), a challenging field of application
for concepts of equity and justice. Harvard's ample strength in an immense
variety of subjects gives one scope for much freedom in the choice of work
and of colleagues to talk to, and the high quality of the students was a
total delight as well. My work on inequality in terms of variables other
than incomes was also helped by the collaboration of Angus Deaton and
James Foster.
It was during my early years at Harvard that my old
friend, Mahbub ul Haq, who had been a fellow student at Cambridge (and
along with his wife, Bani, a very old and close friend), returned back
into my life in a big way. Mahbub's professional life had taken him from
Cambridge to Yale, then back to his native Pakistan, with intermediate
years at the World Bank. In 1989 he was put in charge, by the United
Nations Development Programme (UNDP), of the newly planned "Human
Development Reports." Mahbub insisted that I work with him to help develop
a broader informational approach to the assessment of development. This I
did with great delight, partly because of the exciting nature of the work,
but also because of the opportunity of working closely with such an old
and wonderful friend. Human Development Reports seem to have received a
good deal of attention in international circles, and Mahbub was very
successful in broadening the informational basis of the assessment of
development. His sudden death in 1998 has robbed the world of one of the
leading practical reasoners in the world of contemporary
economics.
India and Bangladesh What about India? While I
have worked abroad since 1971, I have constantly retained close
connections with Indian universities, I have, of course, a special
relation with Delhi University, where I have been an honorary professor
since leaving my full-time job there in 1971, and I use this excuse to
subject Delhi students to lectures whenever I get a chance. For various
reasons - personal as well as academic - the peripatetic life seems to
suit me, in this respect. After my student days in Cambridge in 1953-56, I
guess I have never been away from India for more than six months at a
time. This - combined with my remaining exclusively an Indian citizen -
gives me, I think, some entitlement to speak on Indian public affairs, and
this remains a constant involvement.
It is also very engaging - and
a delight - to go back to Bangladesh as often as I can, which is not only
my old home, but also where some of my closest friends and collaborators
live and work. This includes Rehman Sobhan to whom I have been very close
from my student days (he remains as sceptical of formal economics and its
reach as he was in the early 1950s), and also Anisur Rehman (who is even
more sceptical), Kamal Hossain, Jamal Islam, Mushairaf Hussain, among many
others, who are all in Bangladesh.
When the Nobel award came my
way, it also gave me an opportunity to do something immediate and
practical about my old obsessions, including literacy, basic health care
and gender equity, aimed specifically at India and Bangladesh. The
Pratichi Trust, which I have set up with the help of some of the prize
money, is, of course, a small effort compared with the magnitude of these
problems. But it is nice to re-experience something of the old excitement
of running evening schools, more than fifty years ago, in villages near
Santiniketan.
From campus to campus As far as my
principal location is concerned, now that my children have grown up, I
could seize the opportunity to move back to my old Cambridge college,
Trinity. I accepted the offer of becoming Master of the College from
January 1998 (though I have not cut my connections with Harvard
altogether). The reasoning was not independent of the fact that Trinity is
not only my old college where my academic life really began, but it also
happens to be next door to King's, where my wife, Emma Rothschild, is a
Fellow, and Director of the Centre for History and Economics. Her
forthcoming book on Adam Smith also takes on the hard task of
reinterpreting the European Enlightenment. It so happens that one
principal character in this study is Condorcet, who was also one of the
originators of social choice theory, which is very pleasing (and rather
useful as well).
Emma too is a convinced academic (a historian and
an economist), and both her parents had long connections with Cambridge
and with the University. Between my four children, and the two of us, the
universities that the Sen family has encountered include Calcutta
University, Cambridge University, Jadavpur University, Delhi University,
L.S.E., Oxford University, Harvard University, M.I.T., University of
California at Berkeley, Stanford University, Cornell University, Smith
College, Wesleyan University, among others. Perhaps one day we can jointly
write an illustrated guide to the universities.
I end this essay
where I began - at a university campus. It is not quite the same at 65 as
it was at 5. But it is not so bad even at an older age (especially, as
Maurice Chevalier has observed, "considering the alternative" ). Nor are
university campuses quite as far removed from life as is often presumed.
Robert Goheen has remarked, "if you feel that you have both feet planted
on level ground, then the university has failed you." Right on. But then
who wants to be planted on ground? There are places to go.
From
Les Prix Nobel. The Nobel Prizes 1998, Editor
Tore Frängsmyr, [Nobel Foundation], Stockholm, 1999
This autobiography/biography was
written at the time of the award and later published in the book series Les
Prix Nobel/Nobel
Lectures. The information is sometimes updated with an addendum
submitted by the Laureate. To cite this document, always state the source
as shown above.
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